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Debunking the Myths of GM Crops for Africa:
the Case of Bt Maize in Kenya
In Kenya, our aim
is to develop and deliver maize varieties resistant
to the major stem borer species to smallholder farmers,
and increase maize production and improve food security.

Hugo De Groote, Stephen Mugo, David Bergvinson, and Ben Odhiambo
Extended Abstract of a Presentation at the Annual Meetings of the
American Agricultural Economics Association (AAEA), Denver, Colorado, August 4 2004
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BACKGROUND |
GM crops have been highly successful in developed countries,
increasing yields and profits without negative health or environmental
effects. However, the technology has generally not been well received
in Europe, where environmentalists and green activists are worried
about irreversible environmental damage. Moreover, European
agriculture has a consistent overproduction problem, so yield
enhancing technologies are not their first priority; the powerful
farmers’ organizations would rather protect their markets from
external competition. Expected benefits to the European consumer are
also small. Therefore, Europe has accepted the precautionary principle,
which imposes very stringent regulations and requirements of risk
assessment on GM crops, basically banning them for the time being. In
2004, Europe approved the importation of the first GM maize food,
but use of GM maize seed is generally not allowed.
African countries are caught in between: should they embrace the
technology to help feed their hungry people, or rather protect them
from potential dangers? Potential advantages of the technology
include: increased yield (for the only continent that has benefited little
from the Green Revolution), increased food security (for the only
region in the world where the percentage of malnourished children is
expected to rise during the next 20 years), and a technology easy to
disseminate (for a region where extension services have collapsed and
liberalization is lagging).
Despite these potential benefits, deployment of GM crops in
Africa remains highly controversial. Among the arguments against
them are: GM crops would not respond to small farmers’ priorities,
their traits would not reply to a particular demand, and seed would be
expensive. GM technology would only be beneficial to the agrobusiness,
who can protect their interests through Intellectual Property
Rights (IPR) and terminator genes, and make farmers dependent on
new varieties while they loose biodiversity of their old ones. Further,
GM crops could pose serious risks to the environment through the
development of resistance in the target insects, gene flow into weeds
and local varieties, and from the disruption of non-target organisms.
Moreover, African countries might not be sufficiently equipped with
the appropriate bio-safety regulations to make an informed choice.
Finally, it is argued that poor people, if given a choice, would not
necessarily opt for GM crops but might prefer other solutions.
We argue that African farmers and consumers have the right to
choose their own technologies, based on the best available knowledge.
African scientists need to develop and test GM crops on the alternative
precautionary principle: poor farmers and consumers risk being denied
a chance to improve their livelihood based on an academic debate in
which they cannot participate. On this principle, the Insect Resistant
Maize for Africa (IRMA) project was launched in 1999, using both
conventional breeding and biotechnology, and combining the best
available science, bio-physical as well as social. After five years of
research in the first phase, it can be shown how most, but not all,
concerns against Bt maize can be answered.
Supply of Bt maize technology
Supplying the Bt technology for Kenyan maize production does not
pose major technological problems. IRMA, working within the
regulatory system, introduced several samples of maize leaves with
different Bt genes (one per plant) for bio-assays. Effective Bt genes
were found against all major stem borer species, except for one,
Busseola fusca, which dominates in the higher altitudes and is
economically more important. In bio-assays of multiple genes per
plant, higher levels of efficacy were found. These events will now be
tested in the recently approved biosafety greenhouse, followed by
trials in an open quarantine facility. Moreover, a review of relevant
Intellectual Property Rights, including a Freedom to Operate review,
concluded that there are no patents filed in Kenya that would restrict
the use of Bt genes in maize. Finally, local seed companies have
shown great interest in adopting the technology, as long as the costs
are reasonable.
Economic Analysis
The estimated demand and supply were combined in an economic
surplus model, which calculated a modest profitability with the
currently available Bt genes. The project would be highly profitable if
a gene or combination of genes can be found against B. fusca. More
than two thirds of the benefits would go to the consumer through a
reduction in prices.
The Environment
Demand and supply need to find one another through markets, within
the regulatory framework. Biosafety guidelines were established and
Institutional and National Biosafety Committees set up to implement
these. These committees have, over the years, become experienced and
efficient in dealing with bio-safety applications, partially due to the
experience and interaction with IRMA. An analysis of the seed sector
found that liberalization has increased the number of companies and
varieties dramatically, but overall markets are still dominated by one
company and a limited number of varieties, especially in the
highlands. Moreover, the amount of improved maize seed sold has not
increased over the years.
The PRAs also showed that farmers often recycle seed, including
hybrids, and that they mark selected plants for this purpose. A study of
the credit sector showed that formal agricultural credit has basically
collapsed, and has been replaced by small, informal finance groups.
Farmers who have access to this type of credit use half of it for
agriculture, which allows them to double their use of improved maize
seed. Regular discussions with farmers, consumers and institutions
during annual stakeholders meetings, group discussions and other fora,
reveal that farmers are generally very enthusiastic about Bt maize,
while scientists, consumers and the general audience are cautiously
optimistic.
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RESULTS |
Demand for Bt maize
Demand for Bt maize is likely to be high. Maize is the major food crop
in Kenya but, after progress in the 1960s and 1970s, maize yields and
production have stagnated while production per capita has decreased.
While more maize is grown in the high potential zones, the level of
poverty is higher in the low potential zones.
During participatory rural appraisals with 43 villages in all maize
agroecological zones, more than 900 farmers explained which varieties
they grow and why, and expressed the constraints and pest problems
they face. Most farmers grow local varieties, except for the high
potential zones. The two major criteria for variety selection are early
maturity and yield, with three other important traits: tolerance to
drought, field pests and storage pests. The three major constraints to
maize production were cash constraints, lack of technical know-how
and extension, and problems with maize seed: high cost, poor quality
and low availability. Pest problems are usually found in the top six
constraints. The two most important pest problems farmers encounter
are stem borers and weevils, which rank in the top three in all agroecological
zones. 
Yield losses due to stem borers were calculated based on farmers’
estimates from a survey of 1400 farmers, and resulted in a first
estimate of 12.9%. These losses were higher in the low-potential zones
(15–21%) than in the high-potential zones (10–12%). Next, yield
losses were measured in 150 farmers’ fields using a simple experiment
comparing protected and unprotected maize, leading to an estimated
loss of 13.5%, totaling 0.4 million tons annually, valued at US$ 80
million.
During a survey in Nairobi, few consumers objected to the use of
GM crops for food, although they have concerns about risks for
environment and for biodiversity. Interestingly, upon learning that the
Bt gene is dominant (and can therefore be recycled) farmers requested
that the project also consider transformation of their local varieties.
Farm surveys showed that most areas have enough alternative
hosts that form natural refugia, and prevent the build-up of resistance
against the toxins. No relatives of maize exist in Africa, so the gene
cannot cross into weeds. Farm surveys and PRAs also indicate that
biodiversity does not decrease with agricultural intensification.
Although the number of local varieties does decrease with
intensification, the total number of varieties does not. In the highpotential
areas, farmers typically use more varieties than in the lowpotential
areas, so that their biodiversity indices are higher.
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CONCLUSIONS |
The results of the different studies clearly show how most objections
to Bt maize are based on myths and can easily be debunked. First, it is
indispensable to work with Bt maize and introduce it in an
experimental setting so that farmers, consumers and policy makers can
make informed decisions. The first results, moreover, indicate that Bt
maize responds to an important constraint and that farmers are very
interested. Consumers are likely to benefit too, and they do not express
strong objections. The poorer farmers in the low-potential areas will
benefit relatively more, since they have relatively higher losses, and
poor consumers will benefit relatively more since they spend more of
their income on maize. Bt maize is likely to be commercialized by
local companies, since there are no restrictive IPRs involved, and so
extra costs will be low. Because the Bt genes are dominant, farmers
will not become dependent on the seed industry since they can recycle
their seed with the genes. Their recycling methods, moreover, are
likely to select for the Bt gene and, over time, incorporate the gene
into local varieties.
However, local varieties are likely to become contaminated, and
this process could be irreversible. IRMA has taken samples of all local
varieties in the different zones to deposit in the National Genebank.
Further, natural refugia might be insufficient in certain areas. This
could to be countered by pyramiding several Bt genes in appropriate
varieties, or mixing seed with sufficient amounts of non-Bt maize. The
study of the effects of Bt maize on non-target organisms has not yet
been initiated, but identification of these organisms has started and
comparative studies will start immediately with the field trials. |
FUTHER READING |
De Groote, H. “Maize Yield Losses from Stemborers in Kenya.” Insect Science
and its Applications 22(2002): 89-96.
De Groote, H., W. Overholt, J.O. Ouma, and S. Mugo. 2003. lAssessing the
impact of Bt maize in Kenya using a GIS model.” Paper presented at the
Conference of the International Association of Agricultural Economics,
Durban (South Africa), August 2003.
Mugo, S., C. Taracha, D. Bergvinson, B. Odhiambo, J. Songa, D. Hoisington,
S. McLean, I. Ngatia, and M. Gethi. “Screening cry proteins produced by
Bt maize leaves for activity against Kenyan maize stem borers.” In:
Friesen D.K. and A. F. E. Palmer (eds.). Integrated Approaches to Higher
Maize Productivity in the New Millenium. Proceedings of the 7th Eastern
and Southern Africa Regional Maize Conference, Nairobi, Kenya, 11 - 15
February 2002. Mexico, D. F.: CIMMYT, pp. 102-105. |
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